Disarmament Diplomacy
Issue No. 32, November 1998
Controlling Small Arms: Progress & Priorities
By Lora Lumpe
Introduction
One year ago, flush with their success in campaigning against
anti-personnel landmines, many non-governmental organizations
(NGOs) and governments began pressing for more public attention to
the devastation wrought by the worldwide sale and distribution of
light arms - man-portable weapons like assault rifles, mortars, and
grenades. A mix of humanitarian, disarmament, religious, and
violence prevention groups around the world have begun strategizing
on ways to raise the profile of the issue and to challenge policies
that proliferate guns and grenades. Most noteworthy, four NGOs in
Norway, including the Norwegian Red Cross, banded together last
December to launch a campaign on small arms. In the process of
seeking an overarching conceptual framework, national and regional
nodes have naturally formed on the issue - in the US, UK, Canada
and South Africa, in particular.
Small arms control became "medium politics" on the international
agenda in 1998. It was medium relative to the high politics of
landmines, the issue's progenitor in many minds, but it was the
subject of a feverish pace of activity compared to just one year
ago. (1) Most notable, in late October sixteen States in West
Africa signed a binding agreement to ban the production, import and
export of small arms for a three year trial period. In addition,
western hemisphere governments signed (and several ratified) a
convention on illicit manufacture and transfer of firearms.
Preparations for negotiation of a global protocol against firearms
trafficking were begun. And, during the summer, the Canadian
government proposed a treaty barring transfers of military-style
small arms to insurgent forces and other non-State actors.
The European Union (EU), the Organization for Security and
Cooperation in Europe (OSCE), the Organization of American States
(OAS), the Organization of African Unity (OAU), the Economic
Community of West African States (ECOWAS), and the South African
Development Community (SADC) all took up some aspect of small arms
control, and almost every part of the UN (including, increasingly,
the Security Council) engaged the topic in the past year. (2)
Meanwhile, nearly a dozen governments are vying for the mantle of
leadership. Most prominent have been Belgium, Canada, Japan, the
Netherlands, Norway, South Africa and Switzerland - several of
which hosted international governmental conferences discussing
small arms control (the need for it, the feasibility of it, etc.)
in 1998. And with two speeches in as many months brimming with
policy proscriptions, Secretary of State Albright has recently put
the United States into the running.
To varying degrees, each of these States has embraced the
"Ottawa model" of government-NGO collaboration, particularly in the
areas of brainstorming for policy initiatives, holding
consciousness-raising seminars, and funding programs to assist
reintegration of former combatants and to collect and destroy
weapons. And NGOs from the north and south recently came together
to launch a coordinating structure - the International Action
Network on Small Arms - to rationalize and facilitate their
research, advocacy and practical work.
This extraordinary explosion of activity is a result of the
breadth and complexity of the "small arms problem." The issue is
much broader than landmines - both in terms of the scope of the
problem (as measured by the quantity of small arms in irresponsible
hands or the number of civilian deaths and casualties (3)), and in
terms of factors related to the proliferation of these arms.
Whereas landmines were predominately viewed as a humanitarian
issue, stemming from internal conflicts (generally), many see small
arms proliferation principally as a police/crime issue. To others,
it is a conflict prevention/resolution issue, or a
relief/development problem. Each of these frameworks suggests
different remedial policies and different priorities.
In the case of mines, the biggest conceptual question was over
whether to include all mines or just anti-personnel mines in the
scope of control efforts. With small arms control there are many
more fissures, some of which have been exploited by governments to
stave off politically or economically unpalatable control measures.
A principal divide is whether the main problem is existing stocks
of "illicit" weaponry in circulation in zones of conflict, or
whether on-going legal transfers are also of concern. If it is the
former, how do you define the term, given that the licit trade and
the illicit traffic in small arms are inextricably linked? Arms
that are originally exported legally, but are not properly tracked
or secured, often fall into illegal circulation, as theft or
capture of State security forces' arms is a major source of
black-market supply around the world. (4)
While some governments and NGOs sought a big conceptual
framework to tie it all together, to address all facets of the
problem, a year later it is clear that there is no "holy grail."
Thus, as is ongoing, a web of initiatives are needed to reduce the
illegal use and oversupply of these weapons. At the same time, lest
governments and NGOs burn out on "initiative fatigue," they must
work together even more closely to prioritize and consolidate major
areas of activity. And, since this year's focus on small arms will
not be sustained indefinitely, these concerned parties must
identify and press for the farthest reaching measures to reduce the
dangers from small arms proliferation. This agenda includes shoring
up the agreements made thus far, focusing on transparency and
accountability in legal transfers, curbing the flow of arms to
conflict zones, and banning weapons supply by States to
insurgents.
Consolidate and Test the Achievements
The supplier governments have been quite willing to talk about
"illicit" arms trafficking, by which they usually (but not always)
mean stocks of weapons already in circulation outside of government
control in the developing world. Evidence of this interpretation is
provided by the fact that in the year and a half since the European
Union adopted a program on illicit arms trafficking, several EU
governments have held seminars with governments in the south to
develop work plans on the demand side, but few have reformed their
own national laws concerning off-shore brokering of arms deals,
improved end use certification and monitoring of transfers, and
increased transparency around State-sanctioned small arms
exports.
Meanwhile, governments and non-governmental actors from the
south tend to focus on the role and responsibility of the arms
producing countries (principally, but not exclusively, located in
the north) in contributing to the proliferation and misuse of
military-style small arms in their regions. Field research by Human
Rights Watch and the UN Commission of Inquiry have shown that
newly-manufactured weapons continue to enter combat zones. The two
most potentially meaningful initiatives that have come about thus
far originated with governments in the south concerned about the
flow of weapons into their countries. The Mexican and Colombian
governments spearheaded the OAS convention on illicit firearms
trafficking, and the government of Mali initiated the West African
arms production and transfer moratorium.
Hopefully, both the OAS treaty and the ECOWAS initiative are
prototypes for exportation to other regions, but at the present
time they both remain substantially incomplete. The first order of
business for concerned governments and NGOs is work to ensure the
success of these two initiatives.
The ECOWAS agreement entered into force on 1 November. The
treaty itself is three pages long, and most of that text is
"whereas" clauses, with the operational part contained in one
sentence. Now remains the difficult challenge of providing some
assurance that the commitment undertaken is being honored. Money is
needed to facilitate demobilization and reintegration of combatants
in the region, to promote sustainable development (as an
alternative to armed banditry), and to facilitate gun collection
and destruction programs. And, importantly, suppliers must bar
their nationals from seeking to export arms to West Africa. ECOWAS
members made sure to point out in the brief text of the agreement
that the Wassenaar Arrangement export control forum had been
briefed and its members had agreed to refrain from exporting arms
to the region.
The OAS convention entered into force this autumn, with the
ratification of two States. (Three have ratified it in all.) In
order for other States to ratify the agreement, they will have to
pass legislation defining legal and illegal arms importation and
exportation, establish effective control mechanisms and develop a
central contact agency on the issue. Some of this will take money.
Governments must commit the necessary resources (financial and
technical) to guarantee implementation of the convention and to
assist States that are unable to fund implementation measures
themselves. Meanwhile, the international community is apparently
pressing ahead with negotiation of a global anti-firearms
trafficking protocol in 1999 without first assessing how the OAS
convention works. It is imperative that governments place at least
equal emphasis on implementation of the extant treaty, so that
lessons learned can be incorporated into the global initiative.
A Transparency Agenda
Approximately seventy States produce small arms and/or
ammunition. (5) Some small arms production enterprises are
State-owned (usually military armories), and some are
privately-owned companies. Researching what the major small arms
producing States manufacture is not difficult; there are several
standard sources of information. Determining production quantities
(or output) is much more difficult, and knowing where weapons are
being exported is nearly impossible. The standard sources of data
on the international arms trade - the Stockholm International Peace
Research Institute (SIPRI), the UN Register of conventional Arms,
World Military Expenditures and Arms Transfers - do not include
information on small arms shipments. Few governments provide
information to their parliaments on major weapons exports they have
approved (like tanks and jets), and even fewer provide information
on this low-end sector of the trade. The US government is the most
notable exception. Except for covert arms supply operations, the
United States openly reports in a disaggregated manner its small
arms shipments and export license approvals. (6)
One of the most important initiatives governments concerned
about the humanitarian and criminal impact of small arms
proliferation could undertake is to provide greater transparency
around the small arms exports they are authorizing. Fuller
information about the magnitude and destination of current and
future small arms shipments is a necessary prerequisite for
development of sound policy recommendations. Transparency would
also facilitate and improve the ability of governments to ensure
end-use verification of weapons exports they are authorizing. If
such information were made public, increased transparency would
allow the non-governmental community, as well as national
legislatures, to play an important role in aiding governments'
efforts to curb diversion of these arms by providing oversight
through research, questioning and reporting.
Such information is also important to aid and relief workers,
who might be working in a region where a sudden influx of guns has
occurred or is anticipated. Transparency around planned arms
shipments (that is, timely information exchange about license
approvals granted) could prove to be an early warning indicator of
pending violence and instability. While individual States might not
be granting unusually large numbers of export licenses to a
particular destination, when placed side by side with other
suppliers' export approvals, disturbing trends might become
apparent. On a more positive note, increased openness about weapons
shipments could serve as a confidence-building measure among forces
within a State, or States in a region, potentially heading off some
purchases spurred on by "fear of the unknown." Finally, such
information would greatly facilitate disarmament, whether through
peacekeeping or other initiatives, by providing some baseline
information about arms supply in the State or region.
Increased transparency is possible at the global, regional and
national levels. The United Nations and regional security
organizations can help facilitate the former two, but such
initiatives are, of course, predicated on a willingness by
governments to engage in greater openness. Policy analysts
continually promote expansion of the UN Register of Conventional
Arms to include small arms and light weapons as a desirable goal,
but an expert panel reviewing the Register in 1997 decided against
doing so. Meanwhile, with no elaboration, Secretary Albright
recently called for the creation of an "international center" for
exchange of information on small arms transfers (see note 8). The
Wassenaar Arrangement might prove a particularly suitable forum for
regular (perhaps quarterly) timely information exchange by its
members on potential small arms shipments licensed for export - if
traditional resistance in this regard by France and others can be
overcome.
Researchers should lay out a realistic template for governmental
transparency. What must be revealed by exporters (and importers)?
What would be nice to know, but could be omitted in an effort to
protect business confidentiality? Given the difficulty of
persuading all countries (most importantly, supplier countries) to
participate in a transparency regime, what would the value be of
partial participation in such an effort?
Concerned States need not wait for some complicated global
agreement. They can and should become transparent unilaterally, as
did the United States. Small arms are not strategic weapons.
Openness about production and shipment of such weapons will not
jeopardize national security, although it might compromise business
interests of a firm trying to make a sale, if the buyer wants the
deal to remain cloaked in secrecy. But the need on the part of the
buyer for secrecy should be examined, and the business interests of
the arms firm must be weighed against other interests of the
exporting State. Those governments - all of them democracies - now
expressing concern over the humanitarian impact of small arms
proliferation should begin by providing specific information about
their small arms export licenses and shipments.
Broadening the Focus to Armed Conflict in General
While a few recent wars (Bosnia, Chechnya, Turkey, Congo) have
seen the use of heavy weapons, like armored personnel carriers,
medium to heavy artillery, and ground attack aircraft, small arms
and light weapons have been a staple of all recent armed conflicts.
As stated previously (note 3), small arms and light weapons are
thought to be responsible for the vast majority of war casualties
around the world. Although widely assumed to be a significant
factor, there has been no scientific investigation of the impact of
small arms supply in terms of outbreak, sustainment or escalation
of civil warfare. The dearth of data on arms transfers currently
hinders the ability of researchers to conduct such studies.
Relatedly, though, the 26th International Conference of the Red
Cross and Red Crescent commissioned the International Committee of
the Red Cross (ICRC) to examine the extent to which the
availability of weapons contributes to the proliferation and
aggravation of violations of international humanitarian law (the
laws that govern the conduct of war). (7)
In two recent speeches - in September before a special UN
Security Council session on Africa and in November at a gathering
of the International Rescue Committee - Secretary of State
Madeleine Albright assailed "the uncontrolled flow of arms,
ammunition and explosives into tense areas of the world." (8) Her
speeches denoted a welcome broadening of US small arms policy from
a previous focus on crime-related illicit firearms trafficking to a
concern about weapons shipments - whether legal or not - into
certain "zones of conflict."
"This dirty business," as she labeled it in her Security Council
speech, "fuels conflict, fortifies extremism, and destabilizes
entire regions. All of us whose nations sell such weapons, or
through whose nations the traffic flows, bear some responsibility
for turning a blind eye to the destruction they cause. And all of
us have it in our power to do something in response."
Central Africa was the focus of the Secretary's Security Council
presentation. In her November speech, Albright also pointed to
recent arms purchases in Afghanistan and Angola as representative
of the kinds of small arms sales that the administration finds
problematic. (9) Meanwhile, the US government (and undoubtedly
others) continues to export weapons to many other combat zones. In
1997 (the most recent information available), several of the
countries receiving large quantities of small arms through US
surplus programs or buying weapons through commercial channels were
engaged in conflict or had extremely poor records on human rights
and democracy.
In Colombia more than 30,000 people have been killed in the past
decade, with the bulk of these deaths attributed to right-wing
paramilitaries operating with a wink and a nod from the military.
Nevertheless, Colombian police and military forces received a fresh
shipment of "emergency" small arms from the United States in 1997
to assist the "war on drugs." And in 1997 US companies received
authorization to sell Colombian State entities over 30,000
grenades, more than one million rounds of ammunition, 7,000 M16
assault rifles, 375 submachine guns and assorted shotguns and
machine guns. (10)
In two cases the Clinton administration has announced a policy
of barring sales of small arms to US friends or allies on human
rights grounds. In February 1994, the State Department announced
that it would deny licenses for the transfer of small or light arms
and lethal crowd control items to Indonesia. Later that same year,
Congress passed law codifying this ban until certain human rights
conditions are met. The ban is still in place.
And, according to a July 1997 State Department report to
Congress on Turkey's use of US-supplied weapons, "US policy is to
restrict the sale of arms that clearly could be used to repress a
civilian population, such as small arms and violent crowd-control
devices." Turkey's paramilitary Jandarama and the Turkish National
Police - the forces most prominently cited in the commission of
gross human rights abuses in Turkey - previously purchased M16 and
AR-15S assault rifles and M203 grenade launchers through State
Department-licensed commercial sales. According to the same report,
the State Department has no resources available to monitor the
end-use of US-supplied weapons in Turkey, to ensure that they are
not being used in the commission of abuses, but "mission personnel
have seen some of this equipment, which is still in service." And
despite the announced ban, in 1997 the State Department licensed
for export nearly $5 million worth of materials for the manufacture
of ammunition, hundreds of carbines, and hundreds of pistols to
Turkey. (11)
Moreover, the United States and other arms manufacturing States
continue to market bombers, helicopters and other weaponry to the
Turkish and (until the recent economic crisis) Indonesian armed
forces. It is unclear why militaries deemed unfit to import small
arms are worthy to import major platforms. By buoying warring or
repressive regimes, these "big arms" transfers contribute to the
quest for light weaponry by insurgents in Turkey and East Timor. If
implemented aggressively, a "code of conduct" measure adopted by
the 15 European Union States in May 1998 would prohibit arms
transfers if (among other things) "there is a clear risk that the
proposed export might be used for internal repression."
Similarly, a measure passed by Congress in November 1997 bars US
military aid and arms to abusive units in foreign militaries.
However, the Pentagon and State Department usually do not know
which military or police units are using US-supplied arms. A
necessary next step is the enactment of a "code of conduct" for all
US arms exports that would establish firm human rights, democracy
and non-aggression criteria in US law. Such a measure has been
introduced in Congress each year since 1994. If enacted, it would
help establish a more forward looking framework for US arms export
policy in general, including small arms exports.
Bar Arms Supply to Non State Actors
Covert gun-running by governments to foreign insurgent groups
has been a major source of small arms proliferation. Precisely
because of the unaccountable nature of covert arms supply, such
operations feed directly into the global black arms market. These
transfers also, of course, fuel armed conflict, as they are
generally intended to destabilize and topple governments.
American pipelines established to combatants in South Asia,
Southern Africa and Central America during the 1980s continue to
spill over today, as the weapons have been recycled to other
conflicts, to bandits or to terrorists.
The classified US government operation to arm various mujahideen
factions fighting in Afghanistan against Soviet invaders began in
1979. Before it ended in 1991, the CIA had shipped via Pakistan an
estimated 400,000 AK-47 assault rifles; an undisclosed quantity of
Stinger portable anti-aircraft missile launchers and
missiles; vast quantities of Italian-made anti-personnel mines;
60,000 archaic rifles, 8,000 light machine guns and over
100,000,000 rounds of ammunition from Turkey; 40-50 Oerlikon
Swiss-designed anti-aircraft guns; mortars from Egypt; Blowpipe
surface-to-air missiles from Britain; and 100,000 rifles from
India. (12) The after effects of this arms supply operation can be
felt not only in Afghanistan, but throughout Pakistan, into Kashmir
and other parts of India.
It is the Stinger missiles that have caused successive US
administrations the greatest heartburn. In her November speech,
Secretary Albright said, "We have learned from bitter experience
that these weapons, which will fit in a ski bag, are very difficult
to control once sold. They turn civilian airliners and humanitarian
relief flights into easy targets." As a result, the administration
has been pressing other governments through the Wassenaar
Arrangement to limit transfers of man-portable air defense
missiles. While this goal is most welcome, the lesson appears to
have been lost that short-term driven alliances with insurgents are
unsound policy. Guerrilla forces often lack a chain of command and
authority structure sufficient to ensure physical control of any
weaponry - not just missiles capable of shooting passenger jets out
of the sky. (13)
Many other States reportedly are or have engaged in covert
destabilization programs, including small arms supply: Uganda in
southern Sudan; Sudan in northern Uganda; alleged support by Turkey
for rebels in Chechnya; alleged support by Russia for Kurdish
guerrillas in Turkey; Pakistan in Kashmir; India in Sri Lanka. In
many cases, these arms now pose a direct threat to the State which
previously supplied them. And, while the shipments are intended to
further the political and/or economic interests of the supplier
State, once the conflict ends, the supplier almost never takes
responsibility for either the cost of disarmament or the impact
upon civil societies when disarmament fails.
At a gathering of 21 governments in Oslo on small arms last
July, the Canadian foreign ministry proposed a treaty banning
military-style small arms transfers by governments to insurgent
forces and other non-State actors. Thus far the rough proposal has
received little public support, from either governments or NGOs.
Some NGOs are concerned that a convention of this type would deny
arms to non-State actors opposing repressive regimes, while those
regimes could legally arm themselves against their people. (14) At
a major small arms conference sponsored by the Belgian government
in mid-October, the British government endorsed the proposal and
expressed interest in working on the idea. Norwegian Foreign
Minister Vollabaek has expressed cautious support, as well.
Conclusion
Developing international law barring small arms supply (usually
covert) to non-State actors would be one of the most meaningful
policies that concerned governments and non-governmental
organizations could pursue to curb further dangerous small arms
proliferation. Past (and continuing) practitioners of covert arms
supply cannot be expected to endorse the proposal. But for the
"group of like-minded States" and NGOs that came together first
around the landmines ban treaty, and then the International
Criminal Court, this would seem to be a very worthy effort to
explore and further develop.
Notes and References
1. Some of the highlights of small arms diplomatic activity in
1998 were as follows. April: UN Secretary General Annan
issues report on causes of conflict and promotion of durable peace
and sustainable development in Africa. The report urges greater
enforcement of UNSC arms embargoes, increased UN role in compiling
and publicizing arms trafficking, and reduced arms procurement by
governments in region; Commission on Crime Prevention of ECOSOC
passes a resolution calling for the negotiation of a legally
binding convention to combat firearms trafficking. May: EU
adopts a human-rights centered "Code of Conduct" for arms exports,
including small arms; seminar in South Africa to work out an action
plan for EU-SADC cooperation on control of illicit small arms; G-8
heads of State statement lists points of agreement for global
convention on illicit firearms trafficking. June: OAU heads
of State statement on small arms and light weapons. July: 21
governments meet in Oslo on small arms; Canadian government
proposes ban on transfers to non-State actors, "Elements of a
Common Understanding" issued. August: Canadian Foreign
Minister Axworthy makes major policy speech on small arms at
gathering of NGOs. September: at UNSC ministerial meeting on
Africa, US Secretary of State Albright makes several control
proposals; several Foreign Ministers speak at
governmental/non-governmental briefing on small arms at the UN; OAS
treaty on illicit manufacture and trade in firearms, explosives and
ammunition enters into force with ratification by Bahamas, Belize
and Mexico. October: Norwegian Foreign Minister Vollebaek
delivers a major policy speech on small arms in The Hague;
"Brussels Call for Action" issued at the close of a two day
conference on Sustainable Disarmament for Sustainable Development
hosted by Belgian government; declaration by all 16 heads of ECOWAS
States of a 3 year moratorium on importation, exportation and
manufacture of light weapons. November:
governmental/non-governmental seminar on small arms at the OSCE; US
Secretary of State Albright delivers a major speech on small arms
in New York; UN Commission of Inquiry report on Great Lakes arms
embargo submitted to UN Security Council;
governmental/non-governmental seminar on small arms at the EU.
December: UNGA will likely adopt two relevant resolutions,
one on "illicit arms" and one on "small arms."
2. A "Coordinating Action on Small Arms" (CASA), centered in the
Department of Disarmament Affairs, was created in August to
facilitate and harmonize relevant actions among humanitarian
affairs, refugee relief, peacekeeping, the special rapporteur for
children in conflict, the crime control commission, etc.
3. The International Committee of the Red Cross estimates that
24,000 people per year are killed or maimed by antipersonnel
landmines. While there are no good data on combat deaths and deaths
from armed crime/violence in all countries, it is safe to assume
that small arms affect many more people than do landmines - in the
range of hundreds of thousands per year. It is often stated (but
with no apparent documentary basis) that small arms are responsible
for an estimated 90 percent of today's war casualties. This
assertion is supported by the observation that the low cost and
portability of these weapons mean they are used by all combatants -
State militaries, militias, and insurgents alike. Their sheer
availability and ease of use make it likely that these weapons
would be used in a high proportion of the killing.
ICRC researchers estimate that, in general, more than 50 percent
of war casualties - one out of every two - are civilians. This
conservative estimate is based on a case study from Bosnia and
ICRC's war wound database. (David Meddings, letter in British
Medical Journal, 31 Oct. 1998, and Arms Availability and
Violations of International Humanitarian Law, ICRC and
Norwegian Red Cross, 1998). In some particular conflicts, of
course, the civilian mortality rate is much higher. If 200,000
people are killed per year around the world in "combat," based on
the above assumptions, 90,000 of them would be civilians - over
four times the landmine casualty rate.
Even when wars end they often leave a legacy of an armed and
insecure society. In a survey conducted in one warring State, the
ICRC found that the number of weapons injuries declined by only a
small margin (less than 30 percent) in the "post-conflict" phase
due to the widespread availability of weapons.
4. In 1994, foreign governments reported 6,238 unlawfully
acquired US-origin firearms to the Bureau of Alcohol, Tobacco and
Firearms (BATF). Over half - 3,376 - were discovered in Mexico.
These weapons were almost certainly sold legally in the first
place, either domestically or abroad, and later re-transferred to
another party in contravention of US law.
5. The most prominent manufacturers are Austria, Belgium,
Brazil, Bulgaria, China, Egypt, France, Germany, Israel, Poland,
Romania, Russia, Singapore, South Africa, United Kingdom and the
United States.
6. According to annual reports now required by the Commerce,
State and Defense Departments, in 1996 the State and Commerce
Departments approved more than $500 million of small arms and
shotgun exports, and the Department of Defense gave away 50,000
assault rifles and over 10,000 grenade launchers. Thousands more
were sold by the Pentagon. Because other governments are not open
about their light weapons sales and shipments, it is not possible
to rank the United States' place in the global small arms
trade.
7. This study will be presented to the 27th International
Conference of the Red Cross and Red Crescent in November 1999 and
may lead to advocacy by the ICRC on the issue of small arms control
similar to its previous engagement on landmines.
8. In the Security Council speech, Albright laid out an
impressive array of remedial actions, but it is not yet clear how
seriously the administration is pursuing these initiatives. Several
of the following items remain vague and undeveloped:
States should provide "full and timely" disclosure of arms
shipments into African "zones of conflict," and they should enact a
voluntary moratorium on arms sales "that could fuel these
interconnected conflicts." (In November she defined the region of
concern specifically as Central Africa.);
Governments, international governmental organizations, and
non-governmental organizations should meet to exchange information
on regional arms transfers and "to explore further steps.";
UN member States with relevant expertise should help strengthen
the capacity of African governments to monitor and interdict arms
flows;
The UN should establish a clearinghouse for technical
information to facilitate rapid exchange of data on possible
violations of UNSC-mandated arms embargoes;
All States should enact national legislation regulating exports
and making violation of UNSC-mandated embargoes a criminal
offense;
States should negotiate a global convention against illicit arms
trafficking by the year 2000;
States should negotiate an agreement "to restrict" the export of
shoulder-fired missiles by the year 2000.
States should establish "an international center to collect and
share information on arms transfers."
9. Of course, the United States government used to be a major
patron to warring factions in all three places, and this fact
points to an important critique of all of the major arms suppliers'
policy: it is backward looking, reactive, rather than forward
thinking about the potential impact of the weapons that continue to
be transfered today. Embargoes are always levied after a war has
broken out or (objectionable) coup has occurred. But infantry
weapons have extremely long lives, and they quite often outlive the
original purpose or government for which they were sent.
10. Department of State, US Arms Exports: Direct Commercial
Sales Authorizations for Fiscal Year 97, (aka Section 655
Report, fiscal year 1997), pp. 20-21.
11. Ibid., pp. 114-16.
12. Chris Smith, "Light Weapons and Ethnic Conflict in South
Asia," Lethal Commerce, Jeffrey Boutwell et al., eds.
(Cambridge, MA: American Academy of Arts and Sciences, 1995), pp.
62-4.
13. It is generally believed that the use of covert military
supply operations by the US government has greatly diminished in
the 1990s, and yet calls for armed destabilization of the regimes
in Iran and Iraq persist. Most recently, the Iraq Liberation Act
which Congress passed as part of the omnibus budget this fall
authorizes the executive branch to spend up to $97 million to train
and arm Iraqi opposition groups. In the wake of the latest show
down with Saddam Hussein over UNSCOM inspections, the
administration is apparently now pressing ahead with implementing
this plan, despite the disastrous failure and in-fighting that
ensued in 1996 when the CIA attempted to foster an insurrection
among Iraqi Kurdish factions against President Hussein's troops.
On-going covert arms supply by the US government to forces opposing
the Sudanese regime is reported, as well.
14. Canadian Foreign Minister Axworthy's response is that,
"Canada does not, as a matter of policy, advocate the arming of
opposition groups in order to overthrow unpopular regimes. We
believe that non-violent means are the best way to effect political
change. Governments who signed the convention would effectively be
recognizing that principle by doing so." Notes for a Speech by the
Lloyd Axworthy, Minister of Foreign Affairs, to a Conference on
Small Arms Organized by Project Ploughshares, 19 August 1998.
Lora Lumpe is a senior researcher at the International
Peace Research Institute, Oslo, working for the Norwegian
Initiative on Small Arms Transfers (NISAT).
© 1998 The Acronym Institute.
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